In early March 2021, in the middle of the COVID-19 pandemic a surprising-sounding experiment was taking place. Researchers at Imperial College London and Oxford University in partnership with hVIVO were deliberately infecting healthy volunteers with SARS-CoV-2. This was in fact the latest in a long line of controlled human infection studies – where volunteers are deliberately infected with an infectious pathogen under extremely controlled conditions.
Deliberate human infection for health benefit goes back a
long way – the earliest evidence of infection for beneficial use is 10th
Century China, deliberately inoculating healthy people with smallpox to make
them immune to the disease. This practice continued into the 18th
century, when an English Doctor, Thomas Dimsdale deliberately infected
Catherine the Great and her son with a very low dose of smallpox virus to
protect them against disease.
This idea of infecting people deliberately to protect them
from disease led to Edward Jenner’s famous studies inventing the first ever
vaccine. Jenner hypothesized that you didn’t need to use material derived from
smallpox to be protected, you could use material from a related virus, cowpox.
He proved this worked using a human challenge study; he vaccinated James Phipps
(his gardener’s son) with cowpox then deliberately exposed him to smallpox
repeatedly, showing that the vaccine worked and Phipps was immune to smallpox.
The practice of deliberate infection for scientific benefit really
took off after the demonstration by Pasteur, Koch and others that microbes
cause disease. In the early 1900’s, Walter Reed, the American public health
pioneer, was trying to understand where yellow fever came from – he had a
suspicion that it came from mosquitos. This was important because identifying
the source could alter behaviour and reduce the incidence. To test his
hypothesis, Reed recruited 11 volunteers to be bitten by mosquitos that had
previously bitten a yellow fever patient; two of the volunteers contracted
yellow fever, strongly supporting his idea. One important development in Reed’s
infection studies was informed consent. The volunteers were told about the risk
to themselves of participation. Sadly, later in the 20th century,
some human infection studies entered a darker chapter where this consent was
not sought, such as experimentation on prisoners in Nazi Germany and Imperial
Japan.
Informed consent is the bedrock upon which all modern
research involving volunteers is built, and infection studies are not exempt
from that. The landscape of human infection studies has changed dramatically
since the middle of the 20th century; now, ensuring the health and
safety of participants is of paramount importance and trials are carefully
designed to minimise any potential risks. Studies are only performed following
extensive ethical review by an external body, for example all human infection
studies carried out at Imperial College London have ethical approval from the
UK Health Research Authority. There is ongoing debate whether infection studies
can ever be ethical, in terms of deliberately exposing someone to the risk of
harm; even in the context of minimising the risk. However, there are many
benefits to the studies and when volunteers understand the risk and choose to participate
for the greater good, they can achieve important things.
One of the ways in which deliberate human infection studies
are most beneficial is in the testing of vaccines. Vaccines are tested in the
same way as any drug, the first studies involve a small number of participants
who are closely monitored to check first and foremost whether the vaccines are
safe. These early studies (called Phase I clinical trials) can also inform
about whether the vaccine is making an immune response. However, in order to
demonstrate that the vaccine can prevent disease, much larger studies are
needed. These, phase III, studies are often very large, the Pfizer COVID trial
had 43,548 participants and Moderna 30,420. One of the reasons for these large
numbers of participants is the uncertain nature of infection. Even during a
pandemic, most people will not be exposed to the infectious agent (particularly
if other measures, such as stay at home and social distancing are in place).
This means that to get to statistically meaningful numbers to compare infection
rates with and without the vaccine, you need more subjects. Infectious
challenge studies can get around this, especially when the pathogen being
tested is rare. One example of this is typhoid, a bacterial infection that
causes diarrhoea in approximately 10-20 million people a year, mostly in low
and middle income countries. A research team in Oxford gave volunteers a
typhoid infection and tracked them till they had clinical symptoms before
treating with antibiotics. Again, pausing to think of the volunteers – knowing
that you are likely to get a bout of diarrhoea and going ahead for other
people’s benefit takes a special mindset. Indeed, without volunteers, modern
medicine would falter, so we all owe a large debt of thanks to these selfless
individuals. Having shown it was possible to infect people in a controlled way,
the group tested whether 2 new vaccines could reduce disease. They showed that
whilst 77% of the volunteers without a vaccine developed typhoid, only 35% of
the vaccinated volunteers did. Deliberate infection studies have also been used
to support the rollout of vaccines for cholera, malaria and shigella.
Another important benefit of deliberate human infection studies
is in understanding how specific viruses cause disease and how we can be
protected against them. The common cold unit was a British research centre
operating on Salisbury plain between 1946 and 1989. It set out to understand
respiratory infections; being somewhat isolated it was able to look at
transmission of colds, by infecting one volunteer and then housing them
together with other uninfected volunteers. It also provided us with important
information about the levels of immunity required to protect against influenza.
By measuring antibodies in the blood of people before they were infected it was
possible to identify a threshold above which infection was unlikely to occur;
this threshold is still in use for the development of influenza vaccines.
Some diseases have more challenges than others in setting up
the infections. Whilst respiratory viruses can be grown and dripped into the
nose, other infections get into our bodies through a third organism, called a
vector. In the case of schistosomiasis (sometimes called bilharzia), the
parasites live in snails before infecting people. To help develop drugs and
vaccines for this neglected tropical disease, researchers have had to learn
snail husbandry!
Returning to the coronavirus infection study, this looks to
address both the development of vaccines and improve our understanding about
infection. In the earliest results from the study, it was seen that volunteers
who had not had COVID before could be infected with an extremely low dose of
the virus, which might help to explain why SARS-CoV-2 is so infectious. It can
also inform more generally about the behaviour of respiratory viruses. These
studies are now progressing to help in the design and testing of the next
generation of vaccines and drugs. As we have seen in the last 2 years,
infections can be extraordinarily disruptive; studying how they behave, why we
get infected and how to prevent this is extremely important – when performed safely
and ethically, human infection studies are an important part of our toolkit.
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